Bradley J. Swenson
Professional summary
Bradley John Swenson, who also goes by Brad Swenson, Bradley Swenson, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1996. Bradley has worked at 6 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 3, Series 6, Series 24, Series 27 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley John Swenson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2022 - Present
PARALEL DISTRIBUTORS
Office #1: 1700 Broadway Suite 1850, Denver, CO 80290Office #2: 1700 Broadway Suite 1850, Denver, CO 80290April 28, 2022 - May 18, 2022
TIFIN DISTRIBUTION PARTNERS
December 17, 2007 - June 17, 2021
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
June 17, 2004 - June 17, 2021
ALPS DISTRIBUTORS, INC.
December 19, 2000 - May 13, 2004
JANUS HENDERSON DISTRIBUTORS US LLC
February 22, 1996 - May 25, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2022)
(8/3/2022)
(7/22/2022)
(7/1/2022)
(7/7/2022)
(6/2/2022)
(7/11/2022)
(6/7/2022)
(8/9/2022)
(9/3/2022)
(6/30/2022)
(8/9/2022)
(6/2/2022)
(8/3/2022)
(9/27/2022)
(6/6/2022)
(7/5/2022)
(5/26/2022)
(6/8/2022)
(6/22/2022)
(7/14/2022)
(8/17/2022)
(7/20/2022)
(9/8/2022)
(6/8/2022)
(7/15/2022)
(7/25/2022)
(7/21/2022)
(6/7/2022)
(7/27/2022)
(7/21/2022)
(7/19/2022)
(6/8/2022)
(6/13/2022)
(6/28/2022)
(7/19/2022)
(6/6/2022)
(7/1/2022)
(6/3/2022)
(9/14/2022)
(5/27/2022)
(7/5/2022)
(6/8/2022)
(7/21/2022)
(8/15/2022)
(5/31/2022)
(7/26/2022)
(10/3/2022)
(6/13/2022)
(6/21/2022)
(7/7/2022)
(7/6/2022)
(8/12/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 11/24/2021
General Securities Representative ExaminationFINRA
Current Firm
PARALEL DISTRIBUTORS
CRD#: 316115 / SEC#: , 8-70771
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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