KJ
Kevin C. Johnson
ALLSPRING FUNDS MANAGEMENT
Wilmington, DE
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CRD#: 2666525
KJ
Professional summary
Kevin Christopher Johnson is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Wilmington, Delaware and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Wilmington, Delaware.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 16 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1/8/24-New OBA Expect Miracles Foundation, Inc. Not investment related Address: 89 South Street, Suite 701 Boston, MA 02111 Position: Director, Board of Directors (duties include fundraising and board meetings) Start Date: 1/8/2024 Hours per month engaged in OBA: 4 hours During trading hours (per month): 1 hour Expect Miracles Foundation is a registered public charity based in Boston, MA, and registered in NY, NJ, and CA where we hold events. Our mission is to rally the financial services industry and beyond to invest in life-saving cancer research while advancing the financial and emotional health of people impacted by cancer. vehicles through which we aim to achieve our mission are our three funds: 1. The Expect Miracles Discovery Fund which supports the Belfer Center for Applied Cancer Science at Dana-Farber Cancer Institute 2. The Expect Miracles Research Fund which supports the Center for Experimental Therapeutics at Memorial Sloan Kettering Cancer Center, specifically the lab of Daniel Heller, PhD 3. The SAMFund which supports young adult cancer survivors and their families through financial assistance
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Christopher Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2016 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
Wilmington, DE
Current
December 22, 2010 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
Wilmington, DE
Past
January 7, 2011 - December 31, 2014
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
GREENVILLE, DE
Past
June 1, 2009 - December 13, 2010
MORGAN STANLEY
RIA
CRD#: 149777
PURCHASE, NY
Past
June 1, 2009 - December 13, 2010
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Past
March 23, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WILMINGTON, DE
Past
June 5, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/22/2010)
RR
Alaska(12/22/2010)
RR
Arizona(12/22/2010)
RR
Arkansas(12/22/2010)
RR
California(12/22/2010)
RR
Colorado(12/22/2010)
RR
Connecticut(12/22/2010)
RR
Delaware(12/22/2010)
IAR
Delaware(12/22/2016)
RR
District of Columbia(12/22/2010)
RR
Florida(12/22/2010)
RR
Georgia(12/22/2010)
RR
Hawaii(12/22/2010)
RR
Idaho(12/22/2010)
RR
Illinois(12/22/2010)
RR
Indiana(12/22/2010)
RR
Iowa(12/22/2010)
RR
Kansas(12/22/2010)
RR
Kentucky(12/22/2010)
RR
Louisiana(12/22/2010)
RR
Maine(12/22/2010)
RR
Maryland(12/22/2010)
RR
Massachusetts(12/22/2010)
RR
Michigan(12/22/2010)
RR
Minnesota(12/22/2010)
RR
Mississippi(12/22/2010)
RR
Missouri(12/22/2010)
RR
Montana(12/22/2010)
RR
Nebraska(12/22/2010)
RR
Nevada(12/22/2010)
RR
New Hampshire(12/22/2010)
RR
New Jersey(12/22/2010)
RR
New Mexico(12/22/2010)
RR
New York(12/22/2010)
RR
North Carolina(12/23/2010)
RR
North Dakota(12/22/2010)
RR
Ohio(12/23/2010)
RR
Oklahoma(12/22/2010)
RR
Oregon(12/22/2010)
RR
Pennsylvania(12/22/2010)
RR
Puerto Rico(12/22/2010)
RR
Rhode Island(12/22/2010)
RR
South Carolina(12/22/2010)
RR
South Dakota(12/22/2010)
RR
Tennessee(12/22/2010)
RR
Texas(12/22/2010)
RR
Utah(12/22/2010)
RR
Vermont(12/22/2010)
RR
Virginia(12/22/2010)
RR
Washington(12/22/2010)
RR
West Virginia(12/22/2010)
RR
Wisconsin(12/22/2010)
RR
Wyoming(12/22/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
