Eric S. Hurrie
Professional summary
Eric Sean Hurrie is a registered financial advisor currently at HENNION & WALSH ASSET MANAGEMENT, INC. located in Parsippany, New Jersey and HENNION & WALSH, INC. located in Parsippany, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 7 firms and has passed the Series 65, Series 63, Series 66, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Sean Hurrie's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2024 - Present
HENNION & WALSH ASSET MANAGEMENT, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054April 9, 2024 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018November 12, 2012 - May 25, 2022
INSTINET, LLC
September 21, 2009 - November 9, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
February 13, 2009 - September 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 20, 2008 - February 18, 2009
BANC OF AMERICA SECURITIES LLC
September 5, 2002 - June 20, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 14, 1998 - July 14, 2000
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Primary Firm SEC Registration
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2024)
(5/28/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/1/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
HENNION & WALSH ASSET MANAGEMENT, INC.
CRD#: 126236 / SEC#: 801-61977
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,423 |
| AUM (Assets Under Management) | $ 590,106,063 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2024 | ||
| 10/27/2023 | ||
| 09/28/2022 |
Red Flags
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