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Shon Edward Flaharty

Shon E. Flaharty

FLAHARTY ASSET MANAGEMENT | CEO
CLEARWATER, FL 33759
CRD#: 2666498
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Shon Edward Flaharty
Shon Edward FlahartyFLAHARTY ASSET MANAGEMENT

Professional summary

Shon Edward Flaharty, AIF®, CFP®, who also goes by Shon E Flaharty, Shon Edward Flaharty Mr., is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Clearwater, Florida and MODERN WEALTH MANAGEMENT, LLC located in Clearwater, Florida.

Shon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Shon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?
Trading individual securities
Financial planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes

Aliases

Shon E Flaharty | Shon Edward Flaharty Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shon Edward Flaharty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2002

Experience

Current

September 9, 2013 - Present

FLAHARTY ASSET MANAGEMENT, LLC

Office #1: 311 Park Place Blvd. Suite 150, Clearwater, FL 33759
RIA
CRD#: 168495
CLEARWATER, FL
Current

June 5, 2026 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 311 Park Place Boulevard Suite 150, Clearwater, FL 33759
RIA
CRD#: 324624
CLEARWATER, FL
Current

June 12, 2026 - Present

MUTUAL SECURITIES, INC.

Office #1: 122 Nesbit Street Ste. 112, Punta Gorda, FL 33950Office #2: 311 Park Place Blvd. Ste. 150, Clearwater, FL 33759
BD
CRD#: 13092
Punta Gorda, FL
Past

September 10, 2007 - June 3, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
CLEARWATER, FL
Past

September 7, 2007 - June 3, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
CLEARWATER, FL
Past

April 26, 2004 - September 12, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
CLEARWATER, FL
Past

April 16, 2004 - September 12, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CLEARWATER, FL
Past

November 20, 1995 - April 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ST PETERSBURG, FL
Past

November 16, 1995 - April 21, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/12/2026)
RR
Arizona
(6/12/2026)
RR
Arkansas
(6/12/2026)
RR
California
(6/12/2026)
RR
Colorado
(6/12/2026)
RR
Connecticut
(6/12/2026)
RR
Delaware
(6/12/2026)
RR
District of Columbia
(6/12/2026)
IAR
Florida
(9/9/2013)
RR
Florida
(6/12/2026)
RR
Georgia
(6/12/2026)
RR
Idaho
(6/12/2026)
RR
Illinois
(6/12/2026)
RR
Indiana
(6/12/2026)
RR
Kansas
(6/12/2026)
RR
Kentucky
(6/12/2026)
RR
Louisiana
(6/12/2026)
RR
Maine
(6/12/2026)
RR
Maryland
(6/12/2026)
RR
Massachusetts
(6/12/2026)
RR
Michigan
(6/12/2026)
RR
Minnesota
(6/12/2026)
RR
Mississippi
(6/12/2026)
RR
Missouri
(6/12/2026)
RR
Montana
(6/12/2026)
RR
Nevada
(6/12/2026)
RR
New Hampshire
(6/12/2026)
RR
New Jersey
(6/12/2026)
RR
New Mexico
(6/12/2026)
RR
New York
(6/12/2026)
RR
North Carolina
(6/15/2026)
RR
Ohio
(6/12/2026)
RR
Oklahoma
(6/12/2026)
RR
Oregon
(6/12/2026)
RR
Pennsylvania
(6/12/2026)
RR
Rhode Island
(6/12/2026)
RR
South Carolina
(6/12/2026)
RR
Tennessee
(6/12/2026)
IAR
Texas
(11/26/2025)
RR
Texas
(6/12/2026)
RR
Utah
(6/12/2026)
RR
Vermont
(6/12/2026)
RR
Virginia
(6/12/2026)
RR
Washington
(6/12/2026)
RR
West Virginia
(6/12/2026)
RR
Wisconsin
(6/12/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/1/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/30/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/31/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
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Contact information

Main Address
1712 Main Street Suite 400, Kansas City, MO 64108
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
253

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MODERN WEALTH MANAGEMENT WRAP FEE BROCHURE (3/20/2026)
MARCH 2026 ADV 2A (3/20/2026)

Regulatory assets under management

Total Number of Accounts30,617
AUM (Assets Under Management)$ 10,904,051,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CEOCRD#: 324624Clearwater, FL 33759

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