Elenita M. Acena-allagadan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elenita Madayag Acena-allagadan, who also goes by Elenita M Acena, Elenita Madayag Acena, Lenie Madayag Acena-allagadan, was a registered financial professional .
Elenita is a previously registered financial professional and started their career in finance in 1995. Elenita had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2020 - July 25, 2022
NI ADVISORS
November 16, 2016 - September 14, 2018
INNOVATION PARTNERS LLC
January 6, 2012 - November 20, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 21, 2010 - January 6, 2012
WORLD GROUP SECURITIES, INC.
October 7, 2008 - January 8, 2010
WORLD GROUP SECURITIES, INC.
November 5, 2003 - October 18, 2006
WORLD GROUP SECURITIES, INC.
April 12, 2002 - August 27, 2003
WORLD GROUP SECURITIES, INC.
December 10, 1999 - April 12, 2002
WMA SECURITIES, INC.
November 29, 1995 - September 27, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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