Nimish Gandhi
Professional summary
Nimish Gandhi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nimish is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Nimish had worked at 2 firms, which includes NIPHIX ADVISORS INC., NIPHIX INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1999 - December 2, 2003
NIPHIX ADVISORS INC.
September 5, 1996 - January 13, 2011
NIPHIX INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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