David J. Jakubowski

ELLSWORTH ADVISORS

Hudson, OH 44236

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CRD#: 2666396

Professional summary

David John Jakubowski, who also goes by David J Jakubowski, is a registered financial advisor currently at ELLSWORTH ADVISORS, LLC located in Hudson, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David J Jakubowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Jakubowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2021 - Present

ELLSWORTH ADVISORS, LLC

Office #1: 1764 Georgetown Road, Hudson, OH 44236

RIA

CRD#: 297464

Hudson, OH

Past

October 19, 2009 - June 10, 2021

MORGAN STANLEY

RIA

CRD#: 149777

WESTLAKE, OH

Past

October 19, 2009 - June 10, 2021

MORGAN STANLEY

CRD#: 149777

WESTLAKE, OH

Past

May 26, 2006 - October 2, 2009

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CLEVELAND, OH

Past

July 12, 2002 - October 2, 2009

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CLEVELAND, OH

Past

June 13, 1997 - August 9, 2002

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

April 23, 1996 - June 19, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 17, 1995 - March 29, 1996

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELLSWORTH ADVISORS, LLC

CRD#: 297464 / SEC#: 801-113634

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/21/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1995

General Securities Representative Examination

Current Firm

ELLSWORTH ADVISORS, LLC

CRD#: 297464 / SEC#: 801-113634

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

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Contact information

Main Address

1764 Georgetown Road, Hudson, OH 44236

Mailing Address

Phone number

(234) 200-0703

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

02 ADV PART 2A APPENDIX 1 (WRAP FEE PROGRAM BROCHURE) FOR ACCOUNTS HELD AT CHARLES SCHWAB 2024-05 (2/28/2025)

ADV PART 2A (FIRM BROCHURE) FOR ACCOUNTS HELD AT CHARLES SCHWAB 2025-02 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	1,863
AUM (Assets Under Management)	$ 1,185,403,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Jakubowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Jakubowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

KEYBANC CAPITAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

KEY INVESTMENTS INC.

Primary Firm SEC Registration

ELLSWORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2012

Series 63

Date: 8/7/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/16/1995

Current Firm

ELLSWORTH ADVISORS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELLSWORTH ADVISORS, LLC

TRUST BUT VERIFY

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