Frank V. Hynes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Vincent Hynes, who also goes by Frank Jr Hynes, Frank V Hynes, Frank VIncent Hynes Jr, Frank Hynes, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1995. Frank had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2016 - November 1, 2017
EDELMAN FINANCIAL SERVICES, LLC
April 22, 2016 - November 1, 2017
RETIREONE INVESTMENT SERVICES, LLC
March 8, 2016 - April 22, 2016
SANDERS MORRIS LLC
April 9, 1999 - November 30, 2015
CHARLES SCHWAB & CO., INC.
December 14, 1998 - April 1, 1999
CITICORP INVESTMENT SERVICES
October 20, 1995 - January 17, 1997
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/2/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
