Darren J. Powell
Professional summary
Darren James Powell was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darren is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Darren had worked at 7 firms, which includes GLB TRADING INC, THE STREET INC., GUNNALLEN FINANCIAL INC, NEWBRIDGE SECURITIES CORPORATION, GREAT EASTERN SECURITIES INC., CLARK STREET CAPITAL INC., EMPIRE FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2005 - July 14, 2005
GLB TRADING, INC
October 14, 2004 - February 1, 2005
THE STREET, INC.
March 15, 2004 - August 4, 2004
GUNNALLEN FINANCIAL, INC
January 30, 2004 - March 16, 2004
NEWBRIDGE SECURITIES CORPORATION
October 1, 2003 - October 31, 2003
GREAT EASTERN SECURITIES, INC.
January 2, 2003 - April 23, 2003
CLARK STREET CAPITAL, INC.
November 30, 2000 - November 7, 2001
EMPIRE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLB TRADING, INC
CRD#: 125363 / SEC#: , 8-65790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECHMAN, ROBERT TRUST 08/14/06 | OWNER | |
| LECHMAN, ROBERT ALLEN | PRESIDENT, CEO, FINOP, CFO & CCO | 1045237 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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