John Sermania
Professional summary
John Sermania, who also goes by John Coyle Sermania, is a registered financial professional currently at VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Sermania's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
VISION 4 FUND DISTRIBUTORS
Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260January 6, 2017 - December 31, 2018
FIRST DOMINION CAPITAL CORP.
November 17, 2009 - December 31, 2016
TSC DISTRIBUTORS, LLC
February 11, 2009 - October 26, 2009
LPL FINANCIAL LLC
February 11, 2009 - October 26, 2009
LPL FINANCIAL LLC
January 3, 2008 - September 29, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 21, 2007 - September 29, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 19, 2001 - December 17, 2007
COREBRIDGE CAPITAL SERVICES, INC.
October 1, 2000 - December 5, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 24, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
August 20, 1996 - October 19, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2022)
(1/2/2019)
Exams
FINRA
Current Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
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