John A. Roque
Professional summary
John Anthony Roque, who also goes by John Anthony Roque Jr, is a registered financial professional currently at 22V SECURITIES LLC located in Garden City, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 5 firms and has passed the Series 63, Series 7TO, Series 86, Series 87, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Roque's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2024 - Present
22V SECURITIES LLC
May 14, 2019 - December 3, 2021
WOLFE RESEARCH SECURITIES
June 12, 2009 - January 12, 2012
WJB CAPITAL GROUP, INC.
December 23, 1998 - May 15, 2009
NATIXIS SECURITIES AMERICAS LLC
December 11, 1995 - April 20, 1998
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/7/2022
General Securities Representative ExaminationFINRA
Current Firm
22V SECURITIES LLC
CRD#: 327657 / SEC#: , 8-71197
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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