Michael Christopher Walther Ii
CFP®Professional Summary
Michael Christopher Walther II, CFP®, who also goes by Michael Walther, is a registered financial advisor currently at OAK WEALTH ADVISORS LLC located in Northbrook, Illinois. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 1 firm and has passed the Series 65 and Series 2 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Estate & Legacy Planning
- Financial Planning
- Health Care & Long-Term Care Planning
- Retirement Planning
- Investment Management
- Tax Planning
Specializations
Other Aliases
Michael Walther
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
OAK WEALTH ADVISORS LLC
Contact Information
Main Address
1363 Shermer Rd. Ste. 208, Northbrook, IL 60062Mailing Address
300 Cadillac Dr., Suite 300, Brentwood, TN 37027Phone Number
(847) 945-8888# of Employees
7SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
545AUM (Assets Under Management)
$373,663,197Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
OAK WEALTH ADVISORS LLC
State Registrations and Notice Filings
(11/24/2008)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Oct 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Christopher Walther II's CRS (Customer Relationship Summary).
Services Offered by Michael
- Estate & Legacy Planning
- Financial Planning
- Health Care & Long-Term Care Planning
- Retirement Planning
- Investment Management
- Tax Planning
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