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SS

Stephen M. Sibilia

BERENBERG CAPITAL MARKETS LLC
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 2665444
SS

Professional summary

Stephen Marion Sibilia, who also goes by Stephen M Sibilia, is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephen M Sibilia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Marion Sibilia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2024 - Present

BERENBERG CAPITAL MARKETS LLC

Office #1: 1251 Avenue Of The Americas 53rd Floor, New York, NY 10020
BD
CRD#: 156757
NEW YORK, NY
Past

December 7, 2021 - April 16, 2024

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
NEW YORK, NY
Past

January 2, 2020 - December 6, 2021

MKM PARTNERS LLC

BD
CRD#: 114666
NEW YORK, NY
Past

July 16, 2018 - December 13, 2019

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

March 5, 2018 - July 12, 2018

ANOS CAPITAL, LLC

BD
CRD#: 284714
NEW YORK, NY
Past

April 1, 2013 - January 4, 2018

BTIG, LLC

BD
CRD#: 122225
ATLANTA, GA
Past

March 13, 2013 - March 13, 2013

BTIG, LLC

BD
CRD#: 122225
ATLANTA, GA
Past

January 19, 2012 - April 2, 2013

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

May 4, 2007 - December 15, 2011

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

July 24, 2003 - May 7, 2007

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
NEW YORK, NY
Past

February 13, 2002 - July 31, 2003

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

March 26, 1999 - February 12, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

February 20, 1996 - June 5, 1996

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/21/2024)
RR
Illinois
(11/21/2024)
RR
Massachusetts
(11/21/2024)
RR
New York
(11/21/2024)
RR
Texas
(11/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/13/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/25/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/17/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

BC
BERENBERG CAPITAL MARKETS LLC
BERENBERG CAPITAL MARKETS LLC

CRD#: 156757 / SEC#: , 8-68821

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1251 Avenue Of The Americas 53rd Floor, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas 53rd Floor, New York, NY 10020
Phone number
(646) 949-9000
Established
Delaware since 12/08/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BERENBERG ASSET MANAGEMENT LLCMEMBER171274
BRANTLY, ZACHARY DALTONBOARD MEMBER6343999
MURPHY, JOHN MCHIEF COMPLIANCE OFFICER1975663
SCHWARTAU, LARSBOARD MEMBER6483384
SHAMALOV, GREGORYFINOP7664290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BERENBERG CAPITAL MARKETS LLC

CRD#: 156757New York, NY 10020

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