Stephen J. Deangelis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen John Deangelis, who also goes by Steve Deangelis, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2021 - May 16, 2022
BRINKER CAPITAL SECURITIES, LLC
October 3, 2016 - January 29, 2021
FS INVESTMENT SOLUTIONS, LLC
July 12, 2007 - September 30, 2016
GOLDMAN SACHS & CO. LLC
June 12, 2001 - July 6, 2007
PERSIMMON SECURITIES, INC.
August 9, 2000 - July 13, 2007
ADVISORPORT, INC.
March 12, 1996 - October 29, 1999
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRINKER CAPITAL SECURITIES, LLC
CRD#: 38123 / SEC#: , 8-48110
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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