Penny R. Pawelko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Penny Rosalie Pawelko, who also goes by Penny Rosalie Eisenstein, Penny Rosalie Hollenbeck, Penny Sapp, was a registered financial professional .
Penny is a previously registered financial professional and started their career in finance in 1995. Penny had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2017 - November 11, 2020
PAWELKO, LLC
February 14, 2006 - May 16, 2017
EFFICIENT MARKET ADVISORS, LLC
July 31, 2002 - February 24, 2006
LPL FINANCIAL LLC
July 31, 2002 - February 24, 2006
LPL FINANCIAL LLC
January 17, 1997 - July 11, 2002
SUNAMERICA SECURITIES, INC.
March 26, 1996 - April 16, 1997
THE ADVISORS GROUP, INC.
October 31, 1995 - February 21, 1996
IDS LIFE INSURANCE COMPANY
October 31, 1995 - February 21, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PAWELKO, LLC
CRD#: 288308 / SEC#:
Contact information
Red Flags
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