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JH

James R. Hansen

HAVERKAMP INVESTMENTS
AMES, IA 50010
Some features on this profile are disabled
CRD#: 2665383
JH

Professional summary

James Russell Hansen, who also goes by Jim R Hansen, is a registered financial professional currently at HAVERKAMP INVESTMENTS, INC. located in Ames, Iowa.

James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim R Hansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Russell Hansen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2025 - Present

HAVERKAMP INVESTMENTS, INC.

Office #1: 510 S 17th St Ste 104, Ames, IA 50010
BD
CRD#: 332335
AMES, IA
Past

October 23, 2008 - December 31, 2013

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
W DES MOINES, IA
Past

September 30, 2008 - December 31, 2013

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

September 13, 2006 - July 7, 2008

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DES MOINES, IA
Past

May 4, 2006 - July 7, 2008

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

March 17, 2005 - March 10, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

September 1, 2004 - November 1, 2004

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

May 29, 2001 - December 3, 2002

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT
Past

December 1, 2000 - April 12, 2001

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

August 27, 1998 - February 18, 2000

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

October 10, 1995 - June 5, 1998

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/6/2025)
RR
California
(11/3/2025)
RR
Colorado
(6/6/2025)
RR
Illinois
(9/9/2025)
RR
Iowa
(6/6/2025)
RR
Kansas
(6/6/2025)
RR
Massachusetts
(11/6/2025)
RR
Michigan
(6/6/2025)
RR
Minnesota
(6/6/2025)
RR
Missouri
(6/6/2025)
RR
Nebraska
(8/28/2025)
RR
New York
(11/3/2025)
RR
North Carolina
(6/6/2025)
RR
South Dakota
(6/26/2025)
RR
Texas
(11/10/2025)
RR
Wisconsin
(10/30/2025)
RR
Wyoming
(6/6/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/1/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/11/2006
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/21/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/4/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/15/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/9/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/7/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HAVERKAMP INVESTMENTS, INC.
HAVERKAMP INVESTMENTS, INC.

CRD#: 332335 / SEC#: , 8-71276

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
510 S 17th St Ste 104, Ames, IA 50010
Mailing Address
510 S 17th St Ste 104, Ames, IA 50010
Phone number
(515) 255-1201
Established
Iowa since 06/18/2024
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAVERKAMP, BRENTOWNER7991467
HAVERKAMP, LUKEOWNER7991557
JACOBSEN, BRYAN KCHIEF COMPLIANCE OFFICER3055957
LENOIR, CHRISTOPHER ROBERTPRESIDENT, OWNER7404148
RIP, OLGAFINOP5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAVERKAMP INVESTMENTS, INC.

CRD#: 332335Ames, IA 50010

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