Ezra L. Hartsfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ezra Lagrant Hartsfield, who also goes by Erza L Hartsfield, Ezra L Hartsfield, was a registered financial professional .
Ezra is a previously registered financial professional and started their career in finance in 1995. Ezra had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2016 - August 17, 2018
SAYBRUS EQUITY SERVICES, LLC
May 2, 2014 - June 6, 2016
RETIREWELL ASSET MANAGEMENT, INC.
August 18, 2011 - March 26, 2012
Q3 ASSET MANAGEMENT CORPORATION
April 27, 2009 - July 22, 2011
REALTA EQUITIES, INC.
August 12, 2005 - January 26, 2009
SECURITY DISTRIBUTORS
January 2, 2004 - August 18, 2005
JBS LIBERTY SECURITIES, INC.
March 4, 2003 - November 14, 2003
TOWER SQUARE SECURITIES, INC.
January 30, 2001 - January 30, 2003
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 4, 2000 - February 15, 2001
BNY MELLON SECURITIES CORPORATION
June 3, 1997 - December 6, 1999
DWS DISTRIBUTORS, INC.
October 16, 1995 - January 13, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 16, 1995 - January 13, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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