Todd D. Hanneman
Professional summary
Todd Dale Hanneman is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Minnetonka, Minnesota.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Todd has worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Dale Hanneman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Dale Hanneman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 601 Carlson Parkway Suite 1275 12th Fl, Minnetonka, MN 55305January 7, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 601 Carlson Parkway Suite 1275 12th Fl, Minnetonka, MN 55305December 8, 2022 - January 19, 2026
UBS FINANCIAL SERVICES INC.
November 10, 2022 - January 19, 2026
UBS FINANCIAL SERVICES INC.
November 18, 2019 - September 12, 2022
D.A. DAVIDSON & CO.
April 8, 2004 - August 12, 2019
PIPER SANDLER & CO.
February 6, 2004 - April 7, 2004
RBC CAPITAL MARKETS CORPORATION
October 22, 1998 - February 6, 2004
RBC CAPITAL MARKETS, LLC
October 5, 1995 - October 12, 1995
WORKMAN SECURITIES CORPORATION
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/3/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.