Christopher H. Martel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Henri Martel was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 11 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2018 - September 29, 2020
AVATAR SECURITIES, LLC
February 5, 2018 - May 8, 2019
HOLD BROTHERS CAPITAL LLC
October 6, 2017 - October 30, 2017
T3 TRADING GROUP, LLC
February 25, 2016 - March 31, 2016
AVATAR SECURITIES, LLC
April 9, 2014 - October 15, 2015
AVATAR SECURITIES, LLC
November 8, 2011 - April 11, 2012
AVATAR SECURITIES, LLC
September 23, 2011 - October 10, 2011
DIMENSION TRADING GROUP, LLC
August 25, 2005 - June 15, 2009
FORTIS SECURITIES LLC
March 16, 2005 - April 26, 2005
CANTONE RESEARCH INC.
April 12, 2002 - July 12, 2002
WORLDCO, L.L.C.
March 3, 1999 - January 8, 2001
DEUTSCHE IXE, LLC
June 1, 1998 - June 29, 1998
WORLDCO, L.L.C.
January 16, 1997 - August 13, 1997
ALEXANDER, WESCOTT, & CO., INC.
November 1, 1996 - October 23, 1997
LADENBURG THALMANN & CO. INC.
December 14, 1995 - March 4, 1996
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/25/1999
Limited Representative-Equity Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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