Glen J. Harm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Jhongeun Harm, who also goes by Glen J Harm, Jhong Eun Harm, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1995. Glen had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - December 31, 2025
GOLD COAST SECURITIES, INC.
October 28, 2005 - December 31, 2025
GOLD COAST SECURITIES, INC.
March 12, 2004 - July 15, 2005
SIGNATOR INVESTORS, INC.
July 28, 2000 - February 12, 2004
CAPITAL BROKERAGE CORPORATION
November 21, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 21, 1995 - June 8, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLD COAST SECURITIES, INC.
CRD#: 110925 / SEC#: 801-60090, 8-53148
Contact information
FINRA licenses (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 37,393,957 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
