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RL

Robert S. Lebowitz

BANCTRUST SECURITIES USA
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 2664643
RL

Professional summary

Robert Seth Lebowitz, who also goes by Robert S Lebowitz, is a registered financial professional currently at BANCTRUST SECURITIES USA located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 6 firms and has passed the Series 72, Series 52TO, Series 99TO, Series 62, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert S Lebowitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Seth Lebowitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2026 - Present

BANCTRUST SECURITIES USA

Office #1: 620 Fifth Avenue Suite 206, New York, NY 10020
BD
CRD#: 313116
NEW YORK, NY
Past

May 24, 2023 - February 7, 2026

MARIVA CAPITAL MARKETS, LLC

BD
CRD#: 156171
MIAMI, FL
Past

March 9, 2017 - April 26, 2023

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL
Past

October 1, 2016 - March 10, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BROOKLYN, NY
Past

January 2, 2009 - October 1, 2016

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

May 7, 2004 - December 31, 2008

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

January 29, 1997 - December 31, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 5, 1996 - November 15, 1996

NEBRASKA HUDSON COMPANY, INC.

BD
CRD#: 27501
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/2/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BANCTRUST SECURITIES USA
BANCTRUST & CO. | BTCO SECURITIES LLC | BANCTRUST SECURITIES USA

CRD#: 313116 / SEC#: , 8-70708

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
620 Fifth Avenue Suite 206, New York, NY 10020
Mailing Address
620 Fifth Avenue Suite 206, New York, NY 10020
Phone number
(212) 466-6513
Established
Delaware since 03/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BTCM HOLDINGS LLCOWNER
FUENMAYOR, CARLOS RICARDOCEO, PRINCIPAL & DIRECTOR4055839
GRAY, JOHN CLARKEFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)1367440
LEBOWITZ, ROBERT SETHCCO2664643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BANCTRUST SECURITIES USA

CRD#: 313116New York, NY 10020

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