Jeffrey M. Liguori

NAPATREE CAPITAL LLC

Westerly, RI 02891

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CRD#: 2664381

Professional summary

Jeffrey Michael Liguori, who also goes by Jeff Liguori, Jeffrey Liguori, is a registered financial advisor currently at NAPATREE CAPITAL LLC located in Westerly, Rhode Island and BRADLEY FOSTER & SARGENT INC located in Westerly, Rhode Island.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Liguori | Jeffrey Liguori

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF BUSINESS: MERCHANTS VILLAGE, LLC INVESTMENT RELATED: NO LOCATION: 25 CLARK STREET, WESTERLY, RI 02891 INDUSTRY: REAL ESTATE POSITION: MANAGING MEMBER START DATE: 03/02/2021 HOURS: 1 2. NAME OF BUSINESS: OCEAN COMMUNITY YMCA INVESTMENT RELATED: NO LOCATION: 90 HIGH STREET, WESTERLY, RI 02891 INDUSTRY: CHARITABLE ORGANIZATION POSITION: BOARD MEMBER & CHIEF VOLUNTEER OFFICER START DATE: 04/15/2019 HOURS: 4 3. NAME OF BUSINESS: 90 BEACH LLC INVESTMENT RELATED: NO LOCATION: 90 BEACH STREET, WESTERLY, RI 02891 INDUSTRY: REAL ESTATE POSITION: MANAGING MEMBER START DATE: 08/01/2022 HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Liguori's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2018 - Present

NAPATREE CAPITAL LLC

Office #1: 90 Beach Street, Westerly, RI 02891

RIA

CRD#: 292776

Westerly, RI

Current

May 23, 2025 - Present

BRADLEY FOSTER & SARGENT INC

Office #1: 90 Beach Street, Westerly, RI 02891

RIA

CRD#: 106928

Westerly, RI

Past

January 6, 2015 - March 12, 2018

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

WETHERSFIELD, CT

Past

July 21, 2003 - January 5, 2006

AGC PARTNERS

CRD#: 125958

BOSTON, MA

Past

December 8, 1998 - June 13, 2003

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

November 10, 1998 - December 2, 1998

CANACCORD GENUITY LLC

CRD#: 1020

Past

June 22, 1998 - November 25, 1998

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/23/2025)

IAR

Connecticut
(5/23/2025)

IAR

Florida
(6/5/2025)

IAR

Massachusetts
(8/5/2019)

IAR

New York
(6/20/2025)

IAR

Rhode Island
(3/15/2018)

IAR

Texas
(7/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 11/30/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/19/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2003

General Securities Principal Examination

Current Firm

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

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Contact information

Main Address

185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402

Mailing Address

Phone number

(860) 527-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADLEY, FOSTER & SARGENT (5/13/2025)

Regulatory assets under management

Total Number of Accounts	4,967
AUM (Assets Under Management)	$ 8,593,473,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
02/02/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey M. Liguori

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Liguori's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRADLEY FOSTER & SARGENT INC

PEOPLE'S SECURITIES, INC.

AGC PARTNERS

CANACCORD GENUITY LLC

CANACCORD GENUITY LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

BRADLEY FOSTER & SARGENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2015

Series 63

Date: 7/25/1998

Series 55

Date: 11/30/1999

Series 7

Date: 6/19/1998

Series 24

Date: 8/1/2003

Current Firm

BRADLEY FOSTER & SARGENT INC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRADLEY FOSTER & SARGENT INC

TRUST BUT VERIFY

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