James R. Devivo

COFUNDER ADVISORS

West Simsbury, CT

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CRD#: 2664246

Professional summary

James Robert Devivo JR, who also goes by James Robert Devivo, is a registered financial advisor currently at COFUNDER ADVISORS located in West Simsbury, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Robert Devivo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN EMPLOYEE OF CIGNA REINSURANCE. MY TITLE IS AVP RISK MANAGEMENT/FINANCIAL ANALYSIS DIRECTOR. THIS POSITION IS NOT INVESTMENT RELATED. I HAVE BEEN IN THIS OR A SIMILAR ROLE SINCE MARCH 2002. CIGNA REINSURANCE REINSURES DEATH AND INCOME BENEFITS ON VARIABLE ANNUITY CONTRACTS ISSUED BY OTHER INSURANCE COMPANIES. MY JOB IS TO ENSURE THE BUSINESS IS ADMINISTERED BY THE INSURANCE COMPANIES CONSISTENT WITH THE REINSURANCE AGREEMENTS AND TO WORK TO RESOLVE DISAGREEMENTS. THERE IS NO RELATIONSHIP BETWEEN MY JOB AT CIGNA REINSURANCE AND MY WORK AT COFUNDER ADVISORS. THE HOURS I WORK FOR CIGNA REINSURANCE VARIES, BUT MOST OF THAT TIME IS DURING TRADING HOURS. COFUNDER ADVISORS DOES NOT PROVIDE INVESTMENT ADVICE WITH RESPECT TO PUBLICLY TRADED SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Devivo JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2014 - Present

COFUNDER ADVISORS

RIA

CRD#: 172941

West Simsbury, CT

Past

September 17, 1997 - November 25, 1997

STONEGATE PARTNERS, LLC

CRD#: 43034

WAKEFIELD, MA

Past

December 24, 1996 - August 22, 1997

SATURN CAPITAL, INC.

CRD#: 15412

ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/14/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/13/1996

Direct Participation Programs Representative Examination

Current Firm

COFUNDER ADVISORS

COFUNDER ADVISORS | DEVIVO, JAMES R., JR. | COFUNDER ADVISORS, LLC

CRD#: 172941 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/1/2014 Approved)

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Contact information

Main Address

West Simsbury, CT

Mailing Address

Phone number

(860) 490-2225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Devivo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Devivo JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

COFUNDER ADVISORS

STONEGATE PARTNERS, LLC

SATURN CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/2014

Series 63

Date: 12/20/1996

Series 7

Date: 10/14/1997

Series 22

Date: 12/13/1996

Current Firm

COFUNDER ADVISORS

Contact information

Documents

Red Flags

Company Information

COFUNDER ADVISORS

TRUST BUT VERIFY

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