Michael J. Merendino, Jr.
Professional summary
Michael James Merendino, Jr. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Michael had worked at 9 firms, which includes CORECAP INVESTMENTS LLC, CHARLES VISTA LLC, J.P. TURNER & COMPANY L.L.C., SCHNEIDER SECURITIES INC., FIRST COLONIAL SECURITIES, FIRST PROVIDENCE FINANCIAL GROUP LLC, SUPPES SECURITIES INC., CROWN FINANCIAL GROUP INC., WILLIAM SCOTT & CO. L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2010 - December 23, 2010
CORECAP INVESTMENTS, LLC
October 18, 2007 - February 22, 2008
CHARLES VISTA LLC
September 30, 2002 - August 25, 2005
J.P. TURNER & COMPANY, L.L.C.
September 19, 2000 - September 30, 2002
SCHNEIDER SECURITIES, INC.
January 2, 1998 - October 12, 2000
FIRST COLONIAL SECURITIES
April 8, 1997 - January 8, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC
September 26, 1996 - April 10, 1997
SUPPES SECURITIES, INC.
March 15, 1996 - October 17, 1996
CROWN FINANCIAL GROUP, INC.
February 5, 1996 - March 25, 1996
WILLIAM SCOTT & CO. L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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