Scott H. Weissman
Professional summary
Scott Howard Weissman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Scott had worked at 16 firms, which includes SALOMON GREY FINANCIAL CORPORATION, ITRADEDIRECT.COM CORP, WESTPARK CAPITAL INC., CARDINAL CAPITAL MANAGEMENT INC., CAPITAL GROWTH FINANCIAL LLC, FIRST MONTAUK SECURITIES CORP., EMERSON BENNETT & ASSOCIATES, PREFERRED SECURITIES GROUP INC., R.K. GRACE & COMPANY, WHITEHALL WELLINGTON INVESTMENTS INC., AIBC INVESTMENT SERVICES CORPORATION, STARR SECURITIES INC., LADENBURG CAPITAL MANAGEMENT INC., ALEX MOORE & COMPANY INC., FIRST CAMBRIDGE SECURITIES CORPORATION, FIRST UNITED EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2005 - September 26, 2005
SALOMON GREY FINANCIAL CORPORATION
June 7, 2005 - June 23, 2005
ITRADEDIRECT.COM CORP
January 20, 2005 - February 8, 2005
WESTPARK CAPITAL, INC.
April 14, 2004 - January 11, 2005
CARDINAL CAPITAL MANAGEMENT, INC.
March 3, 2004 - April 20, 2004
CAPITAL GROWTH FINANCIAL, LLC
September 9, 2002 - March 16, 2004
CARDINAL CAPITAL MANAGEMENT, INC.
September 13, 2001 - September 12, 2002
FIRST MONTAUK SECURITIES CORP.
April 4, 2001 - August 20, 2001
EMERSON BENNETT & ASSOCIATES
January 2, 2001 - March 29, 2001
PREFERRED SECURITIES GROUP, INC.
May 9, 2000 - February 1, 2001
R.K. GRACE & COMPANY
July 2, 1998 - September 24, 1998
WHITEHALL WELLINGTON INVESTMENTS, INC.
April 28, 1998 - June 30, 1998
AIBC INVESTMENT SERVICES CORPORATION
December 2, 1997 - March 10, 1998
STARR SECURITIES, INC.
September 15, 1997 - November 19, 1997
LADENBURG CAPITAL MANAGEMENT INC.
May 13, 1997 - September 11, 1997
ALEX MOORE & COMPANY, INC.
September 9, 1996 - May 9, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
October 6, 1995 - September 17, 1996
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SALOMON GREY FINANCIAL CORPORATION
CRD#: 43413 / SEC#: , 8-50268
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
| Arbitration | 5 |
| Financial | 1 |
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