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Francis Emile Renner

CRD# 2664117·Registered 1995 - 1997
Barred: Francis Emile Renner was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Francis Emile Renner, who also goes by Frank Renner, was a registered financial advisor. Francis was a previously registered financial professional and started their career in finance 1995 - 1997. Francis had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Renner

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

ALEX MOORE & COMPANY, INC.Past·CRD# 28062
BD
Melville, NY
May 13, 1997 - September 1, 1997
FIRST CAMBRIDGE SECURITIES CORPORATIONPast·CRD# 21846
BD
New York, NY
November 22, 1996 - May 9, 1997
LADENBURG CAPITAL MANAGEMENT INC.Past·CRD# 14623
BD
Bethpage, NY
April 2, 1996 - December 5, 1996
GKN SECURITIES CORP.Past·CRD# 19415
BD
New York, NY
January 31, 1996 - April 15, 1996
FIRST UNITED EQUITIES CORPORATIONPast·CRD# 36398
BD
New York, NY
October 6, 1995 - February 6, 1996

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Current Firm

AM
ALEX MOORE & COMPANY, INC.

ALEX MOORE & COMPANY, INC. | SHAREX.COM

CRD#: 28062 / SEC#: 8-43029
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

Georgia since 08/15/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FGM HOLDING CORPSH—
ADLER, WENDI LYNN MSSECRETARY4056768
OLSEN, ANASTASIA HELENECHIEF COMPLIANCE OFFICER1874586
OLSEN, ANASTASIA HELENEPRESIDENT—

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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