Francis E. Renner
Professional summary
Francis Emile Renner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Francis is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Francis had worked at 5 firms, which includes ALEX MOORE & COMPANY INC., FIRST CAMBRIDGE SECURITIES CORPORATION, LADENBURG CAPITAL MANAGEMENT INC., GKN SECURITIES CORP., FIRST UNITED EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1997 - September 1, 1997
ALEX MOORE & COMPANY, INC.
November 22, 1996 - May 9, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
April 2, 1996 - December 5, 1996
LADENBURG CAPITAL MANAGEMENT INC.
January 31, 1996 - April 15, 1996
GKN SECURITIES CORP.
October 6, 1995 - February 6, 1996
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ALEX MOORE & COMPANY, INC.
CRD#: 28062 / SEC#: , 8-43029
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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