Carl R. Cunzio
Professional summary
Carl Robert Cunzio was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Carl is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Carl had worked at 7 firms, which includes J.P. TURNER & COMPANY L.L.C., DONALD & CO. SECURITIES INC., D.L. CROMWELL INVESTMENTS INC., FIRST SECURITY INVESTMENTS INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, MERIT CAPITAL ASSOCIATES INC., MEYERS POLLOCK ROBBINS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2002 - May 14, 2004
J.P. TURNER & COMPANY, L.L.C.
November 8, 2000 - August 26, 2002
DONALD & CO. SECURITIES INC.
October 14, 1998 - November 2, 2000
D.L. CROMWELL INVESTMENTS, INC.
May 29, 1998 - October 12, 1998
FIRST SECURITY INVESTMENTS, INC.
February 12, 1998 - May 5, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 17, 1997 - February 2, 1998
MERIT CAPITAL ASSOCIATES, INC.
February 16, 1996 - October 16, 1997
MEYERS POLLOCK ROBBINS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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