Robinson Bosworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robinson Bosworth, who also goes by Robinson Bosworth, was a registered financial professional .
Robinson is a previously registered financial professional and started their career in finance in 1971. Robinson had worked at 3 firms and has passed the Series 65, Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2006 - April 8, 2013
RED GRANITE ADVISORS LLC
May 9, 1983 - May 15, 2006
ROBERT W. BAIRD & CO. INCORPORATED
January 16, 1980 - May 15, 2006
ROBERT W. BAIRD & CO. INCORPORATED
November 8, 1971 - January 16, 1980
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/27/1971
Registered Representative ExaminationSeries 40
Date: 11/12/1975
Registered Principal ExaminationCurrent Firm
RED GRANITE ADVISORS LLC
CRD#: 140045 / SEC#: 801-66479
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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