Roderick L. Whited

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CRD#: 2663822

Professional summary

Roderick Len Whited was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Roderick is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Roderick had worked at 4 firms, which includes NETWORTH ASSET MANAGEMENT INC, INTERCAROLINA FINANCIAL SERVICES INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC, ROBERT W. BAIRD & CO. INCORPORATED.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 26, 2021 - January 26, 2022

NETWORTH ASSET MANAGEMENT, INC

RIA

CRD#: 105145

Gainesville, FL

Past

October 6, 2020 - November 15, 2021

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GAINSVILLE, FL

Past

June 17, 2008 - February 6, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Gainesville, FL

Past

February 3, 1998 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

April 17, 1996 - February 6, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Gainesville, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NETWORTH ASSET MANAGEMENT, INC

NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC

CRD#: 105145 / SEC#: 801-129943

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Florida

Registered Investment Advisory firm - (4/26/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/26/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/17/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/16/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/30/2013

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NETWORTH ASSET MANAGEMENT, INC

NETWORTH ASSET MANAGEMENT | NETWORTH INC | NETWORTH ASSET MANAGEMENT, INC

CRD#: 105145 / SEC#: 801-129943

RIA

Registered Investment Advisory firm - (4/25/2024 Approved)

Florida

Registered Investment Advisory firm - (4/26/2024 Terminated)

Minnesota

Registered Investment Advisory firm - (4/26/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/25/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

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Contact information

Main Address

The Villages, FL

Mailing Address

Phone number

(352) 268-2080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NETWORTH ASSET MANAGEMENT, INC (4/9/2025)

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 102,893,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roderick L. Whited

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INTERCAROLINA FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

NETWORTH ASSET MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/2008

SIE

Date: 10/1/2018

Series 6

Date: 4/16/1996

Series 26

Date: 10/30/2013

Current Firm

NETWORTH ASSET MANAGEMENT, INC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NETWORTH ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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