John A. Ermilio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Armand Ermilio was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2016 - March 3, 2025
IC ADVISORY SERVICES, INC.
July 13, 2007 - March 3, 2025
THE INVESTMENT CENTER, INC.
August 31, 2006 - October 2, 2007
WHARTON EQUITY CORPORATION
January 26, 2004 - July 9, 2008
HADDON STRATEGIC ALLIANCES, INC.
January 6, 2004 - January 13, 2005
KEY FINANCIAL, INC.
January 8, 2001 - August 11, 2006
OSAIC WEALTH, INC.
April 25, 2000 - January 11, 2001
CETERA ADVISORS LLC
November 17, 1999 - February 10, 2000
NFA BROKERAGE SERVICES, INC.
April 17, 1996 - July 27, 1999
CETERA ADVISORS LLC
January 12, 1996 - May 13, 1996
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
