GB
Gregory E. Bennington
KESTRA ADVISORY SERVICES
New Albany, IN 47150
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CRD#: 2663629
GB
Professional summary
Gregory Eugene Bennington, who also goes by Greg Eugene Bennington, Gregory Bennington, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in New Albany, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Jeffersonville, Indiana.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Eugene Bennington | Gregory Bennington
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: AssuredPartners Investment Related: Yes Address: 3620 Blackiston Blvd. Suite 100 New Albany IN 47150 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Regional Director, Retirement Strategies Start Date: 11/1/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage/Sell insurance and employee benefits Business Name: Heritage Springs Homeowners Association Investment Related: No Address: PO Box 57 Greenville IN 47124 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of directors member Start Date: 6/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Voting board member only Business Name: HYR LITTLE LEAGUE POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 8260 IN-64, Georgetown IN 47122 DESCRIPTION: Board Member. Assist with baseball clinics, coaching, and field maintenance.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Eugene Bennington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3620 Blackiston Blvd. Suite 100, New Albany, IN 47150RIA
CRD#: 283330
New Albany, IN
Current
February 7, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4500 Town Center Blvd Suite 200, Jeffersonville, IN 47130BD
CRD#: 42046
Jeffersonville, IN
Past
February 25, 2008 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
November 29, 2005 - September 13, 2007
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
NORTH SALEM, IN
Past
June 20, 2003 - September 23, 2005
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
May 1, 2002 - June 30, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
January 18, 2000 - March 27, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
December 7, 1995 - January 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/21/2012)
RR
Colorado(6/12/2017)
RR
Florida(8/12/2011)
RR
Georgia(2/5/2013)
RR
Illinois(7/3/2012)
RR
Indiana(2/8/2008)
IAR
Indiana(4/20/2016)
RR
Kentucky(2/8/2008)
RR
Montana(3/2/2020)
RR
New York(2/25/2023)
RR
North Carolina(6/5/2017)
RR
Ohio(4/9/2015)
RR
Oklahoma(7/27/2010)
RR
Pennsylvania(6/16/2016)
RR
Texas(3/10/2015)
IAR
Texas(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
