Kenneth J. Strachan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth John Strachan was a registered financial advisor .
Kenneth is a previously registered financial advisor and started their career in finance in 1995. Kenneth had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2005 - May 18, 2007
MASCOMA SAVINGS BANK, FSB DBA MASCOMA WEALTH MANAGEMENT
May 23, 2005 - March 22, 2007
LPL FINANCIAL LLC
May 23, 2005 - March 22, 2007
LPL FINANCIAL LLC
September 18, 2000 - May 26, 2005
CITIGROUP GLOBAL MARKETS INC.
February 18, 2000 - May 26, 2005
CITIGROUP GLOBAL MARKETS INC.
November 28, 1995 - February 28, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MASCOMA SAVINGS BANK, FSB DBA MASCOMA WEALTH MANAGEMENT
CRD#: 115812 / SEC#:
Contact information
Red Flags
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