Hugh Albritton

ALBRITTON CAPITAL MANAGEMENT CO

ALPHARETTA, GA 30004

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CRD#: 2663444

Professional summary

Hugh Albritton III is a registered financial advisor currently at ALBRITTON CAPITAL MANAGEMENT CO located in Alpharetta, Georgia.

Hugh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Hugh has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Albritton III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2003 - Present

ALBRITTON CAPITAL MANAGEMENT CO

Office #1: 2475 N. Winds Pkwy Ste 200 One North Winds Center, Alpharetta, GA 30004

RIA

CRD#: 112772

ALPHARETTA, GA

Past

September 12, 1996 - December 26, 2019

A & M SECURITIES, LLC

CRD#: 39345

ALPHARETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALBRITTON CAPITAL MANAGEMENT CO

CRD#: 112772 / SEC#: 801-39296

RIA

Registered Investment Advisory firm - (7/10/1991 Approved)

Georgia

Registered Investment Advisory firm - (3/30/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/5/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/24/1996

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/1996

General Securities Principal Examination

Current Firm

ALBRITTON CAPITAL MANAGEMENT CO

CRD#: 112772 / SEC#: 801-39296

RIA

Registered Investment Advisory firm - (7/10/1991 Approved)

Georgia

Registered Investment Advisory firm - (3/30/2004 Terminated)

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Contact information

Main Address

2475 Northwinds Parkway, #200, Alpharetta, GA 30009

Mailing Address

P.o. Box 1125, Alpharetta, GA 30009

Phone number

(770) 753-6041

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART IIA BROCHURE-MARCH 2025 (3/29/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 1,285,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hugh Albritton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hugh Albritton III's CRS (Customer Relationship Summary).

Certified licenses

Experience

A & M SECURITIES, LLC

Primary Firm SEC Registration

ALBRITTON CAPITAL MANAGEMENT CO

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/11/1996

Series 27

Date: 12/24/1996

Series 24

Date: 7/2/1996

Current Firm

ALBRITTON CAPITAL MANAGEMENT CO

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALBRITTON CAPITAL MANAGEMENT CO

TRUST BUT VERIFY

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