SM
Steven J. Mrozek
BLUEPRINT FINANCIAL ADVISORS
New Castle, PA 16105
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CRD#: 2663414
SM
Professional summary
Steven John Mrozek, AIF® is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in New Castle, Pennsylvania and MAPLEWOOD INVESTMENTS, INC. located in Dallas, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Cohort Capital Advisors, LLC-N-Raleigh, NC -Owner-Sale of securities and insurance-08/2006-160-160-Owner of DBA "Refined Retirement". Securities and Life, Accident, Health insurance sales. 2. Refined Retirement-Y- Raleigh, NC- IAR/Agent- 03/2022- 160-160- DBA name for securities and insurance business. 3. Neshannock Lions Club-101 Ludwig Rd, New Castle, PA 16105-Non-Profit-Not Investment Related-Treasurer since 2001-2 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Steven John Mrozek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 29, 2024 - Present
BLUEPRINT FINANCIAL ADVISORS
Office #1: 3015 Wilmington Road, Suite A, New Castle, PA 16105Office #2: 9121 Anson Way, Suite 200, Raleigh, NC 27615RIA
CRD#: 315570
New Castle, PA
Current
October 28, 2025 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251BD
CRD#: 103723
Dallas, TX
Past
January 2, 2014 - July 29, 2024
BFC PLANNING, INC.
RIA
CRD#: 119682
BOARDMAN, OH
Past
January 2, 2014 - July 29, 2024
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
BOARDMAN, OH
Past
February 11, 2013 - September 16, 2014
FRAGASSO FINANCIAL ADVISORS
RIA
CRD#: 123255
SEWICKLEY, PA
Past
February 1, 2013 - January 9, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW CASTLE, PA
Past
January 12, 2004 - February 1, 2013
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 109771
NEW CASTLE, PA
Past
March 14, 2002 - December 31, 2004
GATEWAY FINANCIAL WEALTH MANAGEMENT LP
RIA
CRD#: 108748
MCMURRAY, PA
Past
February 12, 1998 - February 1, 2013
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
NEW CASTLE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
North Carolina(8/22/2024)
RR
North Carolina(10/28/2025)
RR
Ohio(10/28/2025)
IAR
Pennsylvania(7/29/2024)
RR
Pennsylvania(10/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
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Contact information
Main Address
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204
Mailing Address
Phone number
(844) 200-2568
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,298 |
| AUM (Assets Under Management) | $ 201,503,941 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
