Henri W. Moudi
MISSION CREEK CAPITAL PARTNERS
San Francisco, CA 94105
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CRD#: 2663326
Professional summary
Henri W. Moudi, CFP®, who also goes by Henri Wadieh Moudi, is a registered financial advisor currently at MISSION CREEK CAPITAL PARTNERS, INC. located in San Francisco, California.
Henri is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Henri has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning
Long-term Care
Retirement Income Management
Insurance Planning
Life Transitions
Retirement Planning
Budgeting
Debt Management
Socially Responsible Investing
Estate Planning
Small Business Planning
Health Care
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Social Security Planning
Education Planning
Elder Care
Business Succession Planning
Investment Planning
Divorce Planning
Do you have an area of expertise or specialization?
Alternative or Private Investm...
AUM
Baby Boomers
Business Owners
Charitable Giving
College/Education Planning
Are you a "fiduciary"?
Yes
Aliases
Henri Wadieh Moudi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Henri W. Moudi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
August 17, 2016 - Present
MISSION CREEK CAPITAL PARTNERS, INC.
Office #1: 101 Mission Street, Suite 1750, San Francisco, CA 94105RIA
CRD#: 151514
San Francisco, CA
Past
March 1, 2012 - May 31, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
SAN FRANCISCO, CA
Past
May 22, 2002 - March 1, 2012
THOMAS WEISEL PARTNERS LLC
BD
CRD#: 46237
SAN FRANCISCO, CA
Past
April 17, 1998 - October 29, 1998
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Past
November 6, 1995 - May 3, 1996
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MISSION CREEK CAPITAL PARTNERS, INC.
CARA CAPITAL PARTNERS | MISSION CREEK CAPITAL PARTNERS, INC. | CARA CAPITAL PARTNERS, INC
CRD#: 151514 / SEC#: 801-112835
RIA
Registered Investment Advisory firm - (4/16/2018 Approved)California
Registered Investment Advisory firm - (4/15/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(5/16/2024)
IAR
Arizona(1/10/2022)
IAR
California(8/17/2016)
IAR
Florida(1/5/2022)
IAR
Hawaii(11/11/2021)
IAR
Montana(5/16/2024)
IAR
Pennsylvania(5/16/2024)
IAR
Texas(11/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
MC
MISSION CREEK CAPITAL PARTNERS, INC.
CARA CAPITAL PARTNERS | MISSION CREEK CAPITAL PARTNERS, INC. | CARA CAPITAL PARTNERS, INC
CRD#: 151514 / SEC#: 801-112835
RIA
Registered Investment Advisory firm - (4/16/2018 Approved)California
Registered Investment Advisory firm - (4/15/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Mission Street, Suite 1750, San Francisco, CA 94105
Mailing Address
Phone number
(415) 363-0400
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,343 |
| AUM (Assets Under Management) | $ 630,446,566 |
Red Flags
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Company Information
MISSION CREEK CAPITAL PARTNERS, INC.
CRD#: 151514San Francisco, CA 94105TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
