Stanley J. Kowalewski
Professional summary
Stanley John Kowalewski JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stanley is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Stanley had worked at 2 firms, which includes MCMILLION SECURITIES INC., MML INVESTORS SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1997 - January 15, 1999
MCMILLION SECURITIES, INC.
November 9, 1995 - September 3, 1996
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MCMILLION SECURITIES, INC.
CRD#: 7393 / SEC#: , 8-21592
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCMILLION ASSOCIATES, INC. | HOLDING COMPANY | |
| BLAKE, SHEILA R | VICE PRESIDENT | |
| CROTTS, VIRGINIA DULIN | VICE PRES. TRADING | |
| MCMILLION, DONALD CLARK | PRESIDENT/DIRECTOR/CEO/CHIEF COMPLIANCE OFFICER | 329820 |
Red Flags
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