Sharon Y. Dobbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Yvette Dobbins, who also goes by Sharon Smith Dobbins, Sharon Yvette Smith, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1995. Sharon had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2020 - August 4, 2023
ALPHASTAR CAPITAL MANAGEMENT
August 15, 2018 - June 5, 2019
STATE FARM INVESTMENT MANAGEMENT CORP.
May 17, 2010 - June 5, 2019
STATE FARM VP MANAGEMENT CORP.
March 7, 2005 - April 1, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 15, 2005 - April 1, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 7, 2005 - February 28, 2005
PMG ASSET MANAGEMENT INC
April 16, 2001 - February 15, 2005
PMG SECURITIES CORPORATION
March 31, 2000 - April 16, 2001
SUNSET FINANCIAL SERVICES, INC.
October 9, 1996 - March 31, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 7, 1995 - September 16, 1996
IDS LIFE INSURANCE COMPANY
November 7, 1995 - September 16, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
