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AS

Amy A. Schirmer

Some features on this profile are disabled
CRD#: 2663107
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy Adams Schirmer, CFP®, who also goes by Amy Elizabeth Adams, Amy Adams Moore, Amy E Adams Moore, Amy Schirmer, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 1995. Amy had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Elizabeth Adams | Amy Adams Moore | Amy E Adams Moore | Amy Schirmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: Election Officer NATURE: Serve as Election Officer for state and Presidential Election INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 11/08/2016 ADDRESS: , Arlington VA DESCRIPTION: Assist local voters

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Past

November 3, 2020 - July 8, 2022

MAI CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109807
Reston, VA
Past

November 2, 2016 - April 3, 2019

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
VIENNA, VA
Past

September 28, 2016 - October 20, 2016

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
VIENNA, VA
Past

September 28, 2016 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
VIENNA, VA
Past

September 19, 2016 - April 3, 2019

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
VIENNA, VA
Past

January 2, 2013 - September 16, 2016

BB&T SECURITIES, LLC

RIA
CRD#: 142785
MCLEAN, VA
Past

January 2, 2013 - September 16, 2016

BB&T SECURITIES, LLC

BD
CRD#: 142785
MCLEAN, VA
Past

June 16, 2009 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

RIA
CRD#: 6255
MCLEAN, VA
Past

June 16, 2009 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
MCLEAN, VA
Past

February 12, 2009 - June 15, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MCLEAN, VA
Past

February 12, 2009 - June 15, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MCLEAN, VA
Past

October 17, 2005 - May 22, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ROCKVILLE, MD
Past

October 17, 2005 - May 22, 2007

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ROCKVILLE, MD
Past

March 4, 2004 - August 24, 2005

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
CHARLOTTE, NC
Past

February 25, 2003 - March 4, 2004

BB&T ASSET MANAGEMENT, INC.

RIA
CRD#: 108443
RALIEGH, NC
Past

July 16, 2002 - August 24, 2005

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
CHARLOTTE, NC
Past

October 24, 1995 - January 18, 2001

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA
Registered Investment Advisory firm - (10/2/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/26/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/23/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/23/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/24/2015
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/27/2015
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 26
Date: 11/19/1999
Investment Company Products/Variable Contracts Principal Examination

Current Firm

MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT, LLC
MAI CAPITAL MANAGEMENT LLC | MCCORMACK ADVISORS INTERNATIONAL LLC | MAI WEALTH ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807 / SEC#: 801-58104

RIA
Registered Investment Advisory firm - (10/2/2000 Approved)
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Contact information

Main Address
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131
Mailing Address
Phone number
(216) 920-4800
Established
Firm type
Fiscal year end
# of Employees
482

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAI CAPITAL MANAGEMENT ADV PART 2A NOVEMBER 2025 (12/1/2025)

Regulatory assets under management

Total Number of Accounts40,758
AUM (Assets Under Management)$ 29,630,499,856

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2024
Cover Page
Report
01/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC

CRD#: 109807

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