Lotay Yang

BLACK CARD CIRCLE

Las Vegas, NV

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CRD#: 2663097

Professional summary

Lotay Yang, CFP® is a registered financial advisor currently at BLACK CARD CIRCLE located in Las Vegas, Nevada.

Lotay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Lotay has worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 52, Series 24, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Various Insurance Companies; Is the business investment related: Yes; Location of the business: 21200 W. Oxnard St, Unit 6301, Woodland Hills, CA, USA, 91325; Description of the business: Life Insurance, Fixed Annuities, and Fixed Index Annuities.; Position Title: Insurance Agent; Responsibilities Duties: Risk Transference, Risk Management; Start date with business: 2018-01-08; Hours devoted to business during trading hours: 16; Hours devoted to business outside trading hours: 32; Percentage of total yearly compensation expected to be derived from the business: 25; Lotay Yang is an Actor; Investment related: No; Location: PO Box 230345 Las Vegas NV 89105; Description and Responsibilities: Actor in the Hollywood Motion Picture "The Razor's Edge" starring Tommy Lee Jones and James Franco.; Start date: 2024-07-25; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 1. Lotay Yang is the Executive Producer; Investment related: No; Location: PO Box 230345 Las Vegas NV 89105; Description and Responsibilities: Executive Producer of the Hollywood Motion Picture "The Razor's Edge" starring Tommy Lee Jones and James Franco.; Start date: 2024-07-25; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 11; Percentage of total yearly compensation expected to be derived from the business: 2.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lotay Yang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 8, 2018 - Present

BLACK CARD CIRCLE

RIA

CRD#: 290342

Las Vegas, NV

Past

August 17, 2018 - October 8, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Malibus, CA

Past

August 17, 2018 - September 19, 2018

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Malibu, CA

Past

May 27, 2015 - August 9, 2017

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

May 26, 2015 - August 9, 2017

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Past

March 7, 2013 - May 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEAL BEACH, CA

Past

January 18, 2013 - May 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEAL BEACH, CA

Past

October 20, 2010 - September 12, 2011

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PASADENA, CA

Past

January 31, 2008 - July 9, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 12, 2004 - April 26, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 6, 2004 - April 26, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

WESTLAKE , CA

Past

July 11, 2003 - October 9, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WOODLAND HILLS, CA

Past

July 11, 2003 - October 9, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 8, 2000 - May 2, 2003

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LOS ANGELES , CA

Past

November 12, 1997 - April 30, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

October 4, 1995 - November 4, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/8/2018)

IAR

Nevada
(5/11/2021)

IAR

Texas
(3/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2013

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2010

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/3/1995

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/31/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/15/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/27/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BLACK CARD CIRCLE

BLACK CARD CIRCLE | YANG, LOTAY | RETIREMENT USA | BLACK CARD CIRCLE, LLC

CRD#: 290342 / SEC#:

California

Registered Investment Advisory firm - (1/8/2018 Approved)

Nevada

Registered Investment Advisory firm - (5/11/2021 Approved)

Texas

Registered Investment Advisory firm - (3/24/2023 Conditional Restricted)

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Contact information

Main Address

Las Vegas, NV

Mailing Address

455 E. Pebble Rd. Unit #230345, Las Vegas, NV 89123

Phone number

(818) 585-1295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 83,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lotay Yang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lotay Yang's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

WADDELL & REED

WADDELL & REED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CETERA WEALTH SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2013

Series 65

Date: 5/26/1998

Series 63

Date: 10/9/1995

SIE

Date: 9/19/2018

Series 7

Date: 10/19/2010

Series 52

Date: 10/3/1995

Series 24

Date: 8/31/2015

Series 4

Date: 7/15/1997

Series 8

Date: 8/27/1996

Current Firm

BLACK CARD CIRCLE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK CARD CIRCLE

TRUST BUT VERIFY

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