Giovanni Vicioso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Giovanni Vicioso was a registered financial professional .
Giovanni is a previously registered financial professional and started their career in finance in 1997. Giovanni had worked at 3 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2008 - July 19, 2012
MARCO POLO SECURITIES LLC
June 30, 1998 - June 22, 2006
RBC CAPITAL MARKETS CORPORATION
May 28, 1997 - March 6, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
MARCO POLO SECURITIES LLC
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (36 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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