Alan C. Barber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Coston Barber, who also goes by Alan Coston Barber Sr, Alan Coston Barber, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1995. Alan had worked at 4 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2025 - July 31, 2026
INFINITY FINANCIAL SERVICES
January 22, 2022 - December 31, 2024
PFS INVESTMENTS INC.
July 4, 2020 - December 31, 2021
PFS INVESTMENTS INC.
May 9, 2001 - June 26, 2018
AVANTAX INVESTMENT SERVICES, INC.
October 6, 1998 - May 10, 2001
THE LEADERS GROUP, INC.
December 21, 1995 - September 9, 1998
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
INFINITY FINANCIAL SERVICES
CRD#: 144302 / SEC#: , 8-67647
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
