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IS

Ileana Savvides

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 2662494
IS

Professional summary

Ileana Savvides, who also goes by Ileana Loo, Ileana Loo-savvides, is a registered financial professional currently at STANDARD CHARTERED SECURITIES NORTH AMERICA LLC located in New York, New York.

Ileana is registered as a RR (Registered Representative) and started their career in finance in 1995. Ileana has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ileana Loo | Ileana Loo-Savvides

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ileana Savvides's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2017 - Present

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

Office #1: 1095 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 130847
New York, NY
Past

March 7, 2016 - January 10, 2017

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

December 14, 2015 - January 10, 2017

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

April 23, 2002 - July 27, 2007

UBS INTERNATIONAL INC.

BD
CRD#: 107726
NEW YORK, NY
Past

May 10, 2001 - April 10, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 16, 1998 - May 4, 2001

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 30, 1997 - March 11, 1998

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY
Past

December 15, 1995 - August 22, 1997

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/12/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/4/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
SCB SECURITIES LIMITED | STANDARD CHARTERED SECURITIES NORTH AMERICA LLC | STANDARD CHARTERED SECURITIES N.A. LLC | STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. | STANCHART SECURITIES (NORTH AMERICA) INC. | SCB SECURITIES LTD.

CRD#: 130847 / SEC#: , 8-66397

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1095 Avenue Of The Americas, New York, NY 10036
Mailing Address
1095 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 667-0700
Established
Delaware since 05/17/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STANDARD CHARTERED HOLDINGS INC.OWNER
DEFILIPPO, MANDY JPRESIDENT AND CHIEF EXECUTIVE OFFICER7184614
HAUSCHILD, AUGUST DANIELANTI MONEY LAUNDERING COMPLIANCE OFFICER4287421
JONES, PAUL FAULKNERCHIEF RISK OFFICER7630280
NIELSEN, PETERFINANCIAL AND OPERATIONS PRINCIPAL1072259
PAULIC, JACINTACHIEF COMPLIANCE OFFICER, HEAD, CFCC ADVISORY FM AMERICAS5823367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

CRD#: 130847New York, NY 10036

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