SK
Scott A. Kehoe
PARK AVENUE SECURITIES LLC
Westbrook, ME 04092
Some features on this profile are disabled
CRD#: 266230
SK
Professional summary
Scott A Kehoe, who also goes by Scott Allan Kehoe, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Westbrook, Maine.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Scott has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 00 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Allan Kehoe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Trustee - Martin Murphy trust
Provide a sounding board for Mary Murphy the deceased's wife regarding trust matters
Start: 06/01/2015
Address: DOWNEY & DOWNEY PC
700 Pleasant St; New Bedford, MA 02742
1 bus hr per month
Not investment related
2. Other companies insurance products
Broker other insurance products when clients have needs which cannot be met through Guardian.
Start: 02/01/2019
Address: 45 Bridgton Road, Westbrook ME 04092
5 bus hrs per month
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Scott A Kehoe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott A Kehoe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2008 - Present
PARK AVENUE SECURITIES LLC
Office #1: 45 Bridgton Road, Westbrook, ME 04092RIA
BD
CRD#: 46173
Westbrook, ME
Current
December 18, 2000 - Present
PARK AVENUE SECURITIES LLC
Office #1: 45 Bridgton Road, Westbrook, ME 04092RIA
BD
CRD#: 46173
Westbrook, ME
Past
July 2, 1997 - January 2, 2001
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
March 5, 1990 - July 8, 1997
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
November 19, 1989 - December 7, 1989
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
September 15, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
December 26, 1969 - March 17, 1978
PAUL REVERE EQUITY SALES COMPANY (THE)
BD
CRD#: 2990
Past
December 4, 1969 - August 30, 1984
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
BD
CRD#: 647
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/4/2018)
RR
Florida(2/4/2021)
RR
Kentucky(5/11/2023)
RR
Maine(12/18/2000)
IAR
Maine(1/30/2008)
RR
Massachusetts(11/3/2004)
RR
Nevada(11/8/2022)
IAR
Nevada(11/21/2022)
RR
New Hampshire(12/18/2000)
RR
Washington(9/30/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/10/1967
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 00
Date: 12/16/1969
General Securities Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Westbrook, ME 04092TRUST BUT VERIFY
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