John D. Baier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Baier, who also goes by John D Baier, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2017 - November 13, 2020
TEAK TREE CAPITAL MANAGEMENT, LLC
July 5, 2017 - July 5, 2017
TEAK TREE CAPITAL MANAGEMENT, LLC
February 13, 2013 - June 22, 2017
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - June 22, 2017
RAYMOND JAMES & ASSOCIATES, INC.
May 19, 2005 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 19, 2005 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
October 4, 2001 - May 19, 2005
UBS FINANCIAL SERVICES INC.
August 3, 2001 - May 19, 2005
UBS FINANCIAL SERVICES INC.
November 9, 1995 - August 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/18/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TEAK TREE CAPITAL MANAGEMENT, LLC
CRD#: 149474 / SEC#: 801-69936
Contact information
Red Flags
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