Roseanne L. Cimino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roseanne Laraine Cimino was a registered financial professional .
Roseanne is a previously registered financial professional and started their career in finance in 1996. Roseanne had worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 31, Series 10 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - July 15, 2026
FIRST COMMAND ADVISORY SERVICES
May 6, 2014 - July 15, 2026
FIRST COMMAND BROKERAGE SERVICES, INC.
January 13, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
September 28, 2009 - August 18, 2010
FIDELITY BROKERAGE SERVICES LLC
April 2, 2007 - April 24, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 24, 2008
MORGAN STANLEY & CO. LLC
March 16, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
March 16, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
April 5, 2006 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2006 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2003 - April 4, 2006
TD AMERITRADE, INC.
March 26, 1996 - April 4, 2006
TD AMERITRADE, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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