RC
Roseanne L. Cimino
FIRST COMMAND ADVISORY SERVICES
FORT WORTH, TX 76109
Some features on this profile are disabled
CRD#: 2661885
RC
Professional summary
Roseanne Laraine Cimino is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Roseanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Roseanne has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 31, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Lifespan Whether the business is investment-related: No Address of the other business: 6000 Western Place, Suite 720, Ft Worth TX 76107 Nature of the other business: Employment Your position, title, or relationship with the other business: Home Care Attendant The start date of your relationship: Sep 01, 2025 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Helping disabled and totally blind family member that lives with me with her care. I also have FMLA to help her. Some help to provide assistance to me to pay others w her for care so I may work
CRS (Client Relationship Summary) - RIA
Click below to view Roseanne Laraine Cimino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109RIA
CRD#: 281958
FORT WORTH, TX
Current
May 6, 2014 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109BD
CRD#: 3641
Fort Worth, TX
Past
January 13, 2014 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
FT WORTH, TX
Past
September 28, 2009 - August 18, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
April 2, 2007 - April 24, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
FT. WORTH, TX
Past
April 2, 2007 - April 24, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
FT. WORTH, TX
Past
March 16, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
FT. WORTH, TX
Past
March 16, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
FT. WORTH, TX
Past
April 5, 2006 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WORTH, TX
Past
April 5, 2006 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT WORTH, TX
Past
July 2, 2003 - April 4, 2006
TD AMERITRADE, INC.
RIA
CRD#: 7870
FORT WORTH, TX
Past
March 26, 1996 - April 4, 2006
TD AMERITRADE, INC.
BD
CRD#: 7870
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/8/2015)
RR
Alaska(4/8/2015)
RR
Arizona(4/8/2015)
RR
Arkansas(4/8/2015)
RR
California(4/8/2015)
RR
Colorado(4/8/2015)
RR
Connecticut(4/8/2015)
RR
Delaware(4/8/2015)
RR
District of Columbia(4/8/2015)
RR
Florida(4/8/2015)
RR
Georgia(4/8/2015)
RR
Hawaii(4/8/2015)
RR
Idaho(4/8/2015)
RR
Illinois(4/8/2015)
RR
Indiana(4/8/2015)
RR
Iowa(4/8/2015)
RR
Kansas(4/8/2015)
RR
Kentucky(4/8/2015)
RR
Louisiana(4/8/2015)
RR
Maine(4/8/2015)
RR
Maryland(4/8/2015)
RR
Massachusetts(4/8/2015)
RR
Michigan(4/8/2015)
RR
Minnesota(4/8/2015)
RR
Mississippi(4/8/2015)
RR
Missouri(4/8/2015)
RR
Montana(4/8/2015)
RR
Nebraska(4/8/2015)
RR
Nevada(4/8/2015)
RR
New Hampshire(4/8/2015)
RR
New Jersey(4/8/2015)
RR
New Mexico(4/8/2015)
RR
New York(4/8/2015)
RR
North Carolina(4/9/2015)
RR
North Dakota(4/8/2015)
RR
Ohio(4/9/2015)
RR
Oklahoma(4/8/2015)
RR
Oregon(4/8/2015)
RR
Pennsylvania(4/8/2015)
RR
Rhode Island(4/8/2015)
RR
South Carolina(4/8/2015)
RR
South Dakota(4/8/2015)
RR
Tennessee(4/8/2015)
RR
Texas(5/20/2014)
IAR
Texas(12/15/2015)
RR
Utah(4/8/2015)
RR
Vermont(4/8/2015)
RR
Virginia(4/8/2015)
RR
Washington(4/8/2015)
RR
West Virginia(4/8/2015)
RR
Wisconsin(4/8/2015)
RR
Wyoming(4/8/2015)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
