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DC

Darnell Lee Commodore

CRD# 2661757·Registered 1998 - 2014
Previously Registered: Being a previously registered professional could mean that Darnell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darnell Lee Commodore, who also goes by Darnell L Commodore, was a registered financial advisor. Darnell was a previously registered financial professional and started their career in finance 1998 - 2014. Darnell had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darnell L Commodore

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years registered in the securities industry

Current & Past Employments

Past

COMMODORE ASSET MANAGEMENT, LLCPast·CRD# 146925
RIA
Tacoma, WA
June 11, 2008 - December 31, 2025
FORESTERS EQUITY SERVICES, INC.Past·CRD# 18464
BD
San Diego, CA
December 7, 2010 - April 25, 2014
APW CAPITAL, INC.Past·CRD# 43814
BD
Totowa, NJ
October 1, 2009 - September 30, 2010
RUSSELL INVESTMENTSPast·CRD# 105734
RIA
Tacoma, WA
December 12, 2007 - March 24, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLCPast·CRD# 21771
BD
Tacoma, WA
December 16, 1998 - March 24, 2008

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Current Firm

FE
FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC. | FORESTERS SECURITIES, INC.

CRD#: 18464 / SEC#: 801-77880, 8-36703
BD
Terminated by SEC on 02/11/2019

Contact Information

Main Address

6640 Lusk Blvd #a202, San Diego, CA 92121

Established

California since 05/15/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ADV PART II (3/27/2018)

Direct owners and executive officers

NamePositionCRD#
THE INDEPENDENT ORDER OF FORESTERS ("IOF")OWNER—
GERB, JASON HARRISCHIEF COMPLIANCE OFFICER3021815
GIL, JUDITH ELAINEVICE PRESIDENT COMPLIANCE2707895
MALECHUK, LAURA ANNFINANCIAL OPERATIONS PRINCIPAL1105982
MCDONOUGH, MARK EVP OPERATIONS4254608
REABURN, PAUL DOUGLASDIRECTOR4125521
SMITH, FRANK LEOPRESIDENT2080590
SMITH, FRANK LEODIRECTOR2080590

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cha-Choo-Sen Services, LLC (UBI 605-022-135) Board Member and Cha-Choo-Sen Laboratory, LLC (UBI 605-235-885) Board member 4 hours per month for board meetings. 2. Salish Insurance, LLC UBI 603-325-555) owner 3 hours per month. 3. COMMODORE ASSET MANAGEMENT LLC NON-INVST RELATED 1206 N. FIFE ST TACOMA WA 98406 OWNER INVESTMENT ADVISORY SERVICES PLANNING 30 HOURS PER WEEK STARTED 04/2008

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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