Thomas K. Chi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Kichul Chi, who also goes by Kichul Thomas Chi, Kichul Chi, Thomas K Chi, Thomas Kichul Chi, Thomas Chi, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2022 - July 22, 2024
FOCUSPOINT PRIVATE CAPITAL GROUP
August 31, 2020 - June 25, 2021
PJT PARTNERS LP
April 13, 2016 - August 31, 2020
PARK HILL GROUP LLC
August 9, 2013 - April 1, 2016
CITIGROUP GLOBAL MARKETS INC.
April 1, 2011 - April 1, 2016
CITIGROUP GLOBAL MARKETS INC.
June 17, 2008 - July 23, 2010
EIM SECURITIES (USA) INC.
January 31, 2005 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2003 - March 4, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 1996 - March 13, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOCUSPOINT PRIVATE CAPITAL GROUP
CRD#: 122341 / SEC#: , 8-65488
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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