JM
Julie M. Murphy
JMC WEALTH
CHICAGO, IL 60607
Some features on this profile are disabled
CRD#: 2661569
JM
Professional summary
Julie Marie Murphy, CFP®, ChFC®, CLU®, who also goes by Julie Marie Casserly, Julie Murphy Casserly, Julie M Murphy, is a registered financial advisor currently at JMC WEALTH located in Chicago, Illinois and SEQUOIA WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Julie has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julie Marie Casserly | Julie Murphy Casserly | Julie M Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/17/2011 - JMC Wealth Management, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 8/26/2011: REGISTERED INVESTMENT ADVISOR - JMC WEALTH MANAGEMENT, INC. - PROVIDE FINANCIAL PLANS, AND CHARGE A YEARLY RETAINER FEE FOR PLANNING THROUGH OUR ILLINOIS RIA REGISTRATION. - TIME SPENT 1% 3. 09/25/2015 - Sequoia Wealth Management, LLC - DBA: (Hybrid) Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2015 - 80 Hours Per Month During Securities Trading - IAR. 4. 08/21/2017 - JMC Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 08/17/2017 - 160 hours per month during securities trading. 5. 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 6. 11/30/2021 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 6 Hours Per Month/6 Hours During Securities Trading. 7. 12/16/2021 - No Business Name - Investment Related - 1017 W. Washington Blvd #3E; and 1017 W. Washington Blvd #3H Chicago, IL 60607 - Real Estate Rental - Started 06/01/2003 - 2 Hours Per Month/0 Hours During Securities Trading. 8. 11/17/2022 - Beyond Your Wildest Dreams, LLC. - Investment related - At Reported Business Location(s) - Other-Business Owner - Start Date: 10/01/2007 - 20 Hours Per Month/10 Hours During Securities Trading. 9. 11/22/2022 - No Business Name - Investment Related - 1017 W. Washington Blvd Unit 3E Chicago, IL 60607 - Real Estate Rental - Start Date: 06/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Julie Marie Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
July 21, 2006 - Present
JMC WEALTH
Office #1: 1017 West Washington Suite 3 E, Chicago, IL 60607RIA
CRD#: 140984
CHICAGO, IL
Current
January 16, 2015 - Present
SEQUOIA WEALTH MANAGEMENT, LLC
Office #1: 1017 W. Washington 3h, Chicago, IL 60607RIA
CRD#: 170543
CHICAGO, IL
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 1017 W Washington Blvd Unit 3h, Chicago, IL 60607RIA
BD
CRD#: 6413
Chicago, IL
Past
January 20, 2023 - December 22, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
September 8, 2009 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
July 7, 2004 - October 13, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
CHICAGO, IL
Past
May 12, 2004 - September 8, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
CHICAGO, IL
Past
May 7, 2004 - September 8, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
CHICAGO, IL
Past
July 9, 1999 - May 25, 2004
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SCHAUMBURG, IL
Past
October 9, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
October 9, 1995 - May 25, 2004
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SEQUOIA WEALTH MANAGEMENT, LLC
ADVANTAGE FINANCIAL SERVICES GROUP | SEQUOIA WEALTH MANAGEMENT, LLC | SEQUOIA WEALTH MANAGEMENT | SEQUOIA FINANCIAL PLANNING | REGENCY WEALTH MANAGEMENT | PLANSMART FINANCIAL SERVICES | PEGASUS WEALTH STRATEGIES | ODE FINANCIAL SERVICES | MOONEY LYONS FINANCIAL SERVICES | MOONEY LYONS | JPV FINANCIAL | JMC WEALTH MANAGEMENT | IRONWOOD FAMILY WEALTH ADVISORS | DEB FINANCIAL | CPM FINANCIAL SERVICES | ANDERSON INVESTMENT CONSULTING & SERVICES | AMBASSADOR CONSULTING AND WEALTH MANAGEMENT
CRD#: 170543 / SEC#: 801-80362
RIA
Registered Investment Advisory firm - (10/1/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/13/2014)
RR
Arizona(9/8/2009)
RR
California(9/8/2009)
RR
Colorado(9/8/2009)
RR
Connecticut(6/14/2016)
RR
Florida(9/9/2009)
RR
Georgia(9/18/2017)
IAR
Illinois(7/21/2006)
RR
Illinois(9/8/2009)
RR
Indiana(9/8/2009)
RR
Iowa(5/27/2020)
RR
Kentucky(9/13/2010)
IAR
Louisiana(12/5/2016)
RR
Louisiana(12/7/2016)
RR
Maryland(6/21/2024)
RR
Massachusetts(10/10/2012)
RR
Michigan(9/8/2009)
RR
Minnesota(7/11/2017)
RR
Missouri(9/8/2009)
RR
Nebraska(3/28/2017)
RR
Nevada(4/17/2017)
RR
New Hampshire(4/29/2025)
RR
New Jersey(9/8/2009)
RR
New Mexico(3/1/2022)
RR
New York(9/8/2009)
RR
North Carolina(7/1/2010)
RR
Ohio(10/16/2012)
RR
Oregon(12/11/2012)
RR
Pennsylvania(9/8/2009)
RR
South Carolina(3/1/2016)
RR
Tennessee(2/24/2021)
RR
Texas(9/8/2009)
RR
Virginia(9/8/2009)
RR
Washington(9/8/2009)
RR
Wisconsin(9/8/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SEQUOIA WEALTH MANAGEMENT, LLC
ADVANTAGE FINANCIAL SERVICES GROUP | SEQUOIA WEALTH MANAGEMENT, LLC | SEQUOIA WEALTH MANAGEMENT | SEQUOIA FINANCIAL PLANNING | REGENCY WEALTH MANAGEMENT | PLANSMART FINANCIAL SERVICES | PEGASUS WEALTH STRATEGIES | ODE FINANCIAL SERVICES | MOONEY LYONS FINANCIAL SERVICES | MOONEY LYONS | JPV FINANCIAL | JMC WEALTH MANAGEMENT | IRONWOOD FAMILY WEALTH ADVISORS | DEB FINANCIAL | CPM FINANCIAL SERVICES | ANDERSON INVESTMENT CONSULTING & SERVICES | AMBASSADOR CONSULTING AND WEALTH MANAGEMENT
CRD#: 170543 / SEC#: 801-80362
RIA
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Contact information
Main Address
200 Applebee St Suite 208, Barrington, IL 60010
Mailing Address
Phone number
(847) 310-5900
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,698 |
| AUM (Assets Under Management) | $ 514,331,206 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
