Darrell W. Mikulencak
Professional summary
Darrell Wayne Mikulencak was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darrell is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Darrell had worked at 6 firms, which includes FIRST BROKERAGE AMERICA L.L.C., CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, LASALLE FINANCIAL SERVICES INC., STRATEGIC ADVISERS LLC, FIDELITY BROKERAGE SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - August 12, 2013
FIRST BROKERAGE AMERICA, L.L.C.
December 6, 2012 - August 12, 2013
FIRST BROKERAGE AMERICA, L.L.C.
July 6, 2005 - January 18, 2011
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - January 18, 2011
CHASE INVESTMENT SERVICES CORP.
April 6, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 31, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 17, 2003 - December 9, 2003
LASALLE FINANCIAL SERVICES, INC.
November 20, 2002 - December 9, 2003
LASALLE FINANCIAL SERVICES, INC.
February 23, 2001 - August 15, 2002
STRATEGIC ADVISERS LLC
September 27, 1995 - August 14, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST BROKERAGE AMERICA, L.L.C.
CRD#: 43431 / SEC#: , 8-50271
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ELLEN C. DIERBERG FAMILY TRUST | OWNER | |
| JAMES F. DIERBERG II FAMILY TRUST | OWNER | |
| MICHAEL J. DIERBERG FAMILY TRUST | OWNER | |
| DIERBERG, MARY WELP | TRUSTEE OF THREE SEPARATE FAMILY TRUSTS FOR JAMES F., ELLEN C. AND MICHAEL J. DIERBERG | 4053054 |
| FIRST BANKS, INC | TRUSTEE OF THREE SEPARATE FAMILY TRUSTS FOR JAMES F., ELLEN C. AND MICHAEL J. DIERBERG | |
| FURMAN, EDWARD DAVID | MSRB PRINCIPAL | 1426353 |
| PRESSON, DAVID ALAN | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER | 1237920 |
| ROBERTS, SARAH ANN | OPERATIONS MANAGER | 2472587 |
| TODD, EUGENE REEVES | CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 2639876 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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