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Rebecca A. Hannan

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CRD#: 2661299
RH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rebecca Ann Hannan was a registered financial professional .

Rebecca is a previously registered financial professional and started their career in finance in 2003. Rebecca had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HANNAN & ASSOCIATES, LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CERTIFIED PUBLIC ACCOUNTANTS, TAX AND ACCOUNTING, OWNER, CPA, SINCE 01/1989, 10H/WEEK. 2)ROGER AND REBECCA HANNAN, NOT INVESTMENT RELATED, OFFICE LEASING, 732 FLORSHEIM DRIVE, LIBERTYVILLE, IL, OWNERS, LEASING TO OTHER TENANTS IN BUILDING, SINCE 08/2005, 1H/WEEK. 3) Fixed Insurance 4) LaSalle St. Investment Advisors -- Advisory business 5) Owner of 30 acres of farm ground in Caruthersville, MO.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 5, 2021 - May 22, 2024

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
Libertyville, IL
Past

July 30, 2021 - July 30, 2021

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA
CRD#: 109701
Libertyville, IL
Past

July 30, 2021 - May 22, 2024

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
Libertyville, IL
Past

January 17, 2020 - August 3, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
LIBERTYVILLE, IL
Past

January 17, 2020 - August 3, 2021

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
LIBERTYVILLE, IL
Past

July 1, 2014 - January 21, 2020

AMERICAN PORTFOLIOS ADVISORS, INC

RIA
CRD#: 112697
HOLBROOK, NY
Past

January 17, 2011 - July 7, 2014

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
LIBERTYVILLE, IL
Past

November 4, 2009 - November 28, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA
CRD#: 112697
HOLBROOK, NY
Past

October 21, 2009 - January 21, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
LIBERTYVILLE, IL
Past

November 6, 2006 - October 23, 2009

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
LIBERTYVILLE, IL
Past

November 5, 2003 - October 23, 2009

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
LIBERTYVILLE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/3/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/13/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/4/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA
Registered Investment Advisory firm - (2/10/1989 Approved)
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Contact information

Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144

SEC notice filing (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts11,941
AUM (Assets Under Management)$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701

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